Yes, we are a fiduciary advisor, meaning we are registered and legally required to work in the best interest of the client at all times. We also recognize that this is a relationship-based industry, which is why we go beyond our legal obligation and feel morally, ethically and emotionally compelled to always work toward the solution that most closely aligns with your goals.

We have core and satellite approaches to provide a customized portfolio centered around your financial goals. At Prime Capital Financial, we can handle existing, unique, complex investment scenarios and are not limited to a short, cookie-cutter list of investment models.

We are a fee-based financial planning practice. Please refer to
our Form ADV disclosure documents. https://bit.ly/46IxN7H

We’re committed to being available whenever you need us. While we recommend meeting at least once a year, you’re welcome to reach out anytime, especially after major life changes like a new job, family additions, or shifts in your goals. To keep you informed, we send a “Monthly Financial Plan Update” and a newsletter by email, so you’re always up-to-date with what’s happening at our office and Prime Capital.

Together, our team has more than 50 years of experience in the financial planning industry. That means more than half a century of building relationships and working with clients through a wide variety of life stages. Additionally, our team includes Certified Financial Planners™, a Series 7 licensed advisor and a commissioned notary public in the state of California. You can meet all our team members and learn about their experience, licenses and designations.